Hksi license type

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August undefined, 2024

WebSep 3, 2024 · The Hong Kong Securities Institute (“ HKSI ”) offers exams which the SFC recognizes for the purpose of determining whether an SFC licensed representative or an SFC responsible officer candidate meets regulatory knowledge and … WebMay 16, 2024 · A license must be obtained before these regulated activities can be carried out. One of the competency requirements of applying for a license to become a representative and/ or responsible officer is to pass the designated exam combination of HKSI (Hong Kong Securities and Investment Institute) LE (Licensing Examination).

Do you need a licence or registration? Securities & Futures ...

WebApr 13, 2024 · Search by HKMA registration number Search by name of Registered Institution (only show current relevant individuals) Current Relevant Individuals Registration details in relation to registered institutions are contained in the SFC public register of licensed persons and registered institutions. WebHolder of SFC License Type 1 & 4 Minimum 2 years working experience Immediate available is preferred 14d ago Job Functions Banking / Finance / Investment / Dealing & Trading / Equities / Capital Markets Job Type Full Time / Permanent Be Myjob Company Limited jobs Retail Banking-Relationship Manager / Trainee 25-60k (Welcome insurance … the anfield index

Do you need a licence or registration? Securities

WebThe HKSI Institute will charge a withdrawal fee of HK$100 or 40% of the training course or event fee, whichever is higher. ... This depends on the type of regulated activities (RA) … WebFeb 9, 2024 · Broadly speaking, you need a licence if you are not an authorized financial institution and:. you are a corporation carrying on a business in a regulated activity in … WebForgot username/password? Activate/Create account Login the anfield beat lounge

Appendix C to the Guidelines on Competence - SFC

Applying for an SFC License - Timothy Loh LLP

WebJan 26, 2024 · The applicant took HKSI 5 LE 6 Paper 1 before being licensed 4 years ago. Will the applicant be required to re-take Paper 1 before applying to additionally engage in … WebMay 11, 2024 · In fact, “178 license” is a common misnomer. 178 does not refer to a license, but a combination of exam papers that need to be taken by a person that is looking to enter the securities industry; that is, the three exam papers of HKSI LE Paper 1, paper 7 and paper 8 combination. the anfield hotelWeb5 Other than Type 3 (leveraged foreign exchange trading) and Type 8 (securities margin financing) regulated activities for which authorized financial institutions are not required to be registered to carry out those activities. 7 3.4 It is a statutory condition of registration for every registered institution the anfield agenda

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Hksi license type

Licensing Examination (English) Kaplan Financial

WebMay 4, 2024 · Let’s talk about Exemptions: Hong Kong Securities and Investment Institute (HKSI) Licensing Examination Paper 7,8,9,11,12 – Common Misunderstandings we all have when it comes to comprehending the Hong Kong Securities and Investment Institute’s (HKSI) exemption methods and requirements. Able to Have Exemptions from HKSI … WebPass Rate for the LE in Hong Kong Paper 1 Fundamentals of Securities and Futures Regulation Feb 2024 55.79% Mar 2024 66.42% Apr 2024 72.73% May 2024 54.16% Jun 2024 52.70% Jul 2024 53.37% Aug 2024 54.26% Sep 2024 54.47% Oct 2024 53.45% Nov 2024 51.62% Dec 2024 49.28% Jan 2024 51.94% Average Pass Rate 55.85%

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WebSep 3, 2024 · The Hong Kong Securities Institute (HKSI) offers a range of licensing exam papers (“LE Papers”) which have been approved by the SFC for the purpose of … WebSep 3, 2024 · The minimum liquid capital is as follows: Note 1 – Where a corporation holding an SFC Type 1, 2 or 3 license is approved as an introducing agent or trader or futures …

WebSep 3, 2024 · The Hong Kong Securities Institute (HKSI) offers a range of licensing exam papers (“ LE Papers ”) which have been approved by the SFC for the purpose of determining whether an individual meets... WebNov 23, 2024 · Whether you want to be a Responsible Officer or a Representative, the first step in either process is obtaining the proper securities license. Each license corresponds to a specific type of investment and the scope of services that will be provided (known as Regulated Activities).

WebMay 16, 2024 · What is the HKSI license? Explore ; Templates Features ; Solutions . Popular Uses. Industries. Resources. Designs. Business Publishing Marketing Education Sell PDF Embed PDF ... WebSep 3, 2024 · SFC License Type 4 and Type 5: Advising on Securities or Futures Contracts. ... The Hong Kong Securities Institute (HKSI) offers a range of licensing exam …

WebThe LE Regulatory Papers (i.e. LE Papers 1 to 6) and Practical Papers (i.e. LE Papers 7 to 12) have been recognised by the SFC as the Recognised Industry Qualifications and Local Regulatory Framework Papers in relation to the application for licences as … The LE Regulatory Papers (i.e. LE Papers 1 to 6) and Practical Papers (i.e. LE … Hong Kong Main Office 17/F, Cambridge House, Taikoo Place, 979 King's Road, … Professional organisation for securities & investment industry that provides …

WebHKSI LE 證券考試以及SFC 證監會牌照申請以及豁免問題影片 - 2C Exam Tel: +852 21109644 Email: [email protected] WhatsApp: +852 93472064 WeChat: hk2cexam HKSI LE 考試資源 HKSI 影片 IIQE 考試資源 IIQE 影片 EAQE/SQE考試資源聯絡我們電話: +852 21109644 100% 退款保證詳情 HKSI LE 證券考試以及SFC 證監會牌照申請以及豁免問題 … the gate thomasville ncWebYou are required to take this exam if you want to apply for a Type 1 (Dealing in Securities), Type 4 (Advising on Securities) or Type 8 (Securities Margin Financing) license with the Securities and Futures Commission (SFC) and you do not have the required industry qualifications (e.g. prior industry experience or a business degree). the gate to china michael sheridanWebPlease find our 6 classes of membership below. Members of the HKSI Institute agree to oblige by the Membership Rules and Code of Ethics and uphold the professional standard of the investment and securities industry. Apply Now Our 6 Individual Membership Classes: Honorary Fellow (FHKSI (Hon)) Senior Fellow (SFHKSI) Fellow (FHKSI) the anf church